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Author Question: How long does an officer of a publicly traded company have to file a disclosure of transactions in ... (Read 35 times)

hubes95

  • Hero Member
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  • Posts: 561
on: Jun 24, 2018
How long does an officer of a publicly traded company have to file a disclosure of transactions in the company's stock?
 A) Until the end of the month
 B) Two days
 C) Three days
 D) Until the end of the quarter

Question 2

Under Sarbanes-Oxley, who cannot be a member of an audit committee of a publicly traded company?
 A) Officer
 B) Consultant to the company
 C) Outside lawyer for the company
 D) All of the above cannot be a member of the company's audit committee


JCABRERA33

  • Sr. Member
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  • Posts: 344
Reply #1 on: Jun 24, 2018
Answer to Question 1

B

Answer to Question 2

D


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