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Author Question: The scienter required for proof of a 10(b) violation is: A) intent to defraud. B) gross negligence. ... (Read 206 times)

fbq8i

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on: Jun 24, 2018
The scienter required for proof of a 10(b) violation is:
 A) intent to defraud.
 B) gross negligence.
 C) negligence.
 D) a or b

Question 2

Who would have standing to bring a civil suit under section 10(b)?
 A) Purchaser of shares
 B) Contractor with firm who loses business
 C) Person who refrained from buying because of overly pessimistic information
 D) Person who refrained from selling because of overly optimistic information
 E)All of the above


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EAN94

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Reply #1 on: Jun 24, 2018
Answer to Question 1

A

Answer to Question 2

A


fbq8i

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Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

frankwu0507

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Reply 3 on: Yesterday
YES! Correct, THANKS for helping me on my review

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