[Answered] Selling securities before the effective date of the registration statement is a Section 12 ...

This topic contains a solution. Click here to go to the answer

Author Question: Selling securities before the effective date of the registration statement is a Section 12 ... (Read 99 times)

savannahhooper

Hero Member
Posts: 576

on: Jun 24, 2018

Selling securities before the effective date of the registration statement is a Section 12 violation.
Indicate whether the statement is true or false

Question 2

A Section 12 violation results from making a material misstatement in a registration statement.
Indicate whether the statement is true or false

Need homework help now?

Ask unlimited questions for free

Ask a Question

Marked as best answer by a Subject Expert

nikmaaacs

Sr. Member
Posts: 335

Reply #1 on: Jun 24, 2018

Answer to Question 1

TRUE

Answer to Question 2

FALSE

savannahhooper

Hero Member
Posts: 576

Reply #2 on: Jun 24, 2018

Thank you

nikmaaacs

Sr. Member
Posts: 335

Reply #3 on: Jun 24, 2018

Happy to help you

« previous next »

Did you know?

A serious new warning has been established for pregnant women against taking ACE inhibitors during pregnancy. In the study, the risk of major birth defects in children whose mothers took ACE inhibitors during the first trimester was nearly three times higher than in children whose mothers didn't take ACE inhibitors. Physicians can prescribe alternative medications for pregnant women who have symptoms of high blood pressure.

Did you know?

Drying your hands with a paper towel will reduce the bacterial count on your hands by 45–60%.

Did you know?

Stevens-Johnson syndrome and Toxic Epidermal Necrolysis syndrome are life-threatening reactions that can result in death. Complications include permanent blindness, dry-eye syndrome, lung damage, photophobia, asthma, chronic obstructive pulmonary disease, permanent loss of nail beds, scarring of mucous membranes, arthritis, and chronic fatigue syndrome. Many patients' pores scar shut, causing them to retain heat.

Did you know?

There are immediate benefits of chiropractic adjustments that are visible via magnetic resonance imaging (MRI). It shows that spinal manipulation therapy is effective in decreasing pain and increasing the gaps between the vertebrae, reducing pressure that leads to pain.

Did you know?

In 1864, the first barbiturate (barbituric acid) was synthesized.