This topic contains a solution. Click here to go to the answer

Author Question: Proof of misrepresentation by a broker requires: A) Proof of intent to defraud. B) Proof of a ... (Read 491 times)

bucstennis@aim.com

  • Hero Member
  • *****
  • Posts: 532
Proof of misrepresentation by a broker requires:
 A) Proof of intent to defraud.
 B) Proof of a conspiracy with the seller.
 C) Proof of falsifying documents.
 D) None of the above

Question 2

The registration process under Section 5 of the 1933 act is divided into three time periods. In order, they are:
 A) waiting, prefiling, and posteffective.
 B) waiting, prefiling, and executory.
 C) prefiling, waiting, and posteffective.
 D) prefiling, executory, and posteffective.



Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

bulacsom

  • Sr. Member
  • ****
  • Posts: 329
Answer to Question 1

D

Answer to Question 2

C




bucstennis@aim.com

  • Member
  • Posts: 532
Reply 2 on: Jun 24, 2018
Wow, this really help


JaynaD87

  • Member
  • Posts: 368
Reply 3 on: Yesterday
Gracias!

 

Did you know?

Cucumber slices relieve headaches by tightening blood vessels, reducing blood flow to the area, and relieving pressure.

Did you know?

Once thought to have neurofibromatosis, Joseph Merrick (also known as "the elephant man") is now, in retrospect, thought by clinical experts to have had Proteus syndrome. This endocrine disease causes continued and abnormal growth of the bones, muscles, skin, and so on and can become completely debilitating with severe deformities occurring anywhere on the body.

Did you know?

Eating carrots will improve your eyesight. Carrots are high in vitamin A (retinol), which is essential for good vision. It can also be found in milk, cheese, egg yolks, and liver.

Did you know?

Although not all of the following muscle groups are commonly used, intramuscular injections may be given into the abdominals, biceps, calves, deltoids, gluteals, laterals, pectorals, quadriceps, trapezoids, and triceps.

Did you know?

Approximately one in four people diagnosed with diabetes will develop foot problems. Of these, about one-third will require lower extremity amputation.

For a complete list of videos, visit our video library