This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: Proof of misrepresentation by a broker requires: A) Proof of intent to defraud. B) Proof of a ... (Read 492 times)

bucstennis@aim.com

  • Hero Member
  • *****
  • Posts: 532
on: Jun 24, 2018
Proof of misrepresentation by a broker requires:
 A) Proof of intent to defraud.
 B) Proof of a conspiracy with the seller.
 C) Proof of falsifying documents.
 D) None of the above

Question 2

The registration process under Section 5 of the 1933 act is divided into three time periods. In order, they are:
 A) waiting, prefiling, and posteffective.
 B) waiting, prefiling, and executory.
 C) prefiling, waiting, and posteffective.
 D) prefiling, executory, and posteffective.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

bulacsom

  • Sr. Member
  • ****
  • Posts: 329
Reply #1 on: Jun 24, 2018
Answer to Question 1

D

Answer to Question 2

C


bucstennis@aim.com

  • Member
  • Posts: 532
Reply 2 on: Jun 24, 2018
Gracias!

mohan

  • Member
  • Posts: 362
Reply 3 on: Yesterday
YES! Correct, THANKS for helping me on my review

« previous next »
 

Did you know?

Although the Roman numeral for the number 4 has always been taught to have been "IV," according to historians, the ancient Romans probably used "IIII" most of the time. This is partially backed up by the fact that early grandfather clocks displayed IIII for the number 4 instead of IV. Early clockmakers apparently thought that the IIII balanced out the VIII (used for the number 8) on the clock face and that it just looked better.

Did you know?

Walt Disney helped combat malaria by making an animated film in 1943 called The Winged Scourge. This short film starred the seven dwarfs and taught children that mosquitos transmit malaria, which is a very bad disease. It advocated the killing of mosquitos to stop the disease.

Did you know?

There are 60,000 miles of blood vessels in every adult human.

Did you know?

HIV testing reach is still limited. An estimated 40% of people with HIV (more than 14 million) remain undiagnosed and do not know their infection status.

Did you know?

Opium has influenced much of the world's most popular literature. The following authors were all opium users, of varying degrees: Lewis Carroll, Charles, Dickens, Arthur Conan Doyle, and Oscar Wilde.

Managing large bands of grazing animals requires detailed knowledge of local landscapes, especially Managing large bands of grazing animals requires detailed knowledge of local landscapes, especially
Check Shadow (Proof) Check Shadow (Proof)
First reaction requires thiamine pyrophosphate as a coenzyme First reaction requires thiamine pyrophosphate as a coenzyme
Prove the argument using two column proof numbers 2 and 5 only. Prove the argument using two column proof numbers 2 and 5 only.
Fallacy proof Fallacy proof
Cytological proof from Zea mays that recombination results from crossing over Cytological proof from Zea mays that recombination results from crossing over
Video: Stimulus (introduction)

For a complete list of videos, visit our video library