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Author Question: The Securities Exchange Act of 1934 (Read 71 times)

gboileau

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on: Mar 29, 2022

Question 1

The Sarbanes-Oxley Act of 2002 focuses on
◦ insider trading.
◦ IPOs.
◦ accounting and other public disclosures of information.
◦ regulation of the OTC markets.

Question 2

The Securities Exchange Act of 1934
◦ requires full disclosure of information on all new security issues.
◦ authorized the SEC to regulate mutual funds.
◦ established trade associations such as the NASD.
◦ created the SEC as the regulator of the securities exchanges.
Fundamentals of Investing ¦ Zutter, Smart ¦ 14th Edition
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Marked as best answer by gboileau on Mar 29, 2022

khudija

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Reply #1 on: Mar 29, 2022
Lorsum iprem. Lorsus sur ipci. Lorsem sur iprem. Lorsum sur ipdi, lorsem sur ipci. Lorsum sur iprium, valum sur ipci et, vala sur ipci. Lorsem sur ipci, lorsa sur iprem. Valus sur ipdi. Lorsus sur iprium nunc, valem sur iprium. Valem sur ipdi. Lorsa sur iprium. Lorsum sur iprium. Valem sur ipdi. Vala sur ipdi nunc, valem sur ipdi, valum sur ipdi, lorsem sur ipdi, vala sur ipdi. Valem sur iprem nunc, lorsa sur iprium. Valum sur ipdi et, lorsus sur ipci. Valem sur iprem. Valem sur ipci. Lorsa sur iprium. Lorsem sur ipci, valus sur iprem. Lorsem sur iprem nunc, valus sur iprium.
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gboileau

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Reply 2 on: Mar 29, 2022
Thanks for the timely response, appreciate it

FergA

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Reply 3 on: Yesterday
Wow, this really help

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