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Author Question: Which of the following practices is prohibited by the Insider Trading and Fraud Act of 1988? (Read 70 times)

hannahmadyronde

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on: Mar 29, 2022

Question 1

Which of the following is NOT an agency of the United States Government?
◦ Bureau of Consumer Financial Protection
◦ The SEC (Securities Exchange Commission)
◦ FTC (Federal Trade Commission)
◦ FINRA (Financial Industry Regulatory Authority)

Question 2

Which of the following practices is prohibited by the Insider Trading and Fraud Act of 1988?
◦ the use of nonpublic information to make profitable stock transactions
◦ selling of stock by officers of the company
◦ the granting of stock options to corporate executives in lieu of salaries
◦ private sales of stock between executives of the company
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Marked as best answer by hannahmadyronde on Mar 29, 2022

KobyRhoads

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Reply #1 on: Mar 29, 2022
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hannahmadyronde

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Reply 2 on: Mar 29, 2022
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