Author Question: Which of the following is required by the Securities Investor Protection Act of 1970? A) Registered ... (Read 120 times)

fnuegbu · **on:** Jun 24, 2018

Which of the following is required by the Securities Investor Protection Act of 1970?
A) Registered dealers must contribute to a fund to compensate customers of failed investment houses.
B) Corporations must make periodic disclosure statements regarding their financial structure.
C) Insiders must make certain disclosures.
D) Anyone offering a new issue of securities for sale to the public must register it with the SEC.

Question 2

A transport company had a policy that required every female employee to go through a mandatory physical examination prior to a promotion. However, the test was not mandatory for male candidates. A group of female candidates filed a lawsuit against the company. In this instance, the court most likely held that the company violated:
A) Title VII, on the basis of gender stereotyping.
B) Title VII, on the basis of gender-plus discrimination.
C) Title VII, on the basis of national origin.
D) National Labor Relation Act.