This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: Selling securities before the effective date of the registration statement is a Section 12 ... (Read 49 times)

savannahhooper

  • Hero Member
  • *****
  • Posts: 576
on: Jun 24, 2018
Selling securities before the effective date of the registration statement is a Section 12 violation.
  Indicate whether the statement is true or false

Question 2

A Section 12 violation results from making a material misstatement in a registration statement.
  Indicate whether the statement is true or false


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

nikmaaacs

  • Sr. Member
  • ****
  • Posts: 335
Reply #1 on: Jun 24, 2018
Answer to Question 1

TRUE

Answer to Question 2

FALSE


savannahhooper

  • Hero Member
  • *****
  • Posts: 576
Reply #2 on: Jun 24, 2018
Thank you :)


nikmaaacs

  • Sr. Member
  • ****
  • Posts: 335
Reply #3 on: Jun 24, 2018
Happy to help you


« previous next »
 

Did you know?

Methicillin-resistant Staphylococcus aureus or MRSA was discovered in 1961 in the United Kingdom. It if often referred to as a superbug. MRSA infections cause more deaths in the United States every year than AIDS.

Methicilli ...
Did you know?

Drug abusers experience the following scenario: The pleasure given by their drug (or drugs) of choice is so strong that it is difficult to eradicate even after years of staying away from the substances involved. Certain triggers may cause a drug abuser to relapse. Research shows that long-term drug abuse results in significant changes in brain function that persist long after an individual stops using drugs. It is most important to realize that the same is true of not just illegal substances but alcohol and tobacco as well.

Did you know?

The liver is the only organ that has the ability to regenerate itself after certain types of damage. As much as 25% of the liver can be removed, and it will still regenerate back to its original shape and size. However, the liver cannot regenerate after severe damage caused by alcohol.

Did you know?

The types of cancer that alpha interferons are used to treat include hairy cell leukemia, melanoma, follicular non-Hodgkin's lymphoma, and AIDS-related Kaposi's sarcoma.

Did you know?

The use of salicylates dates back 2,500 years to Hippocrates's recommendation of willow bark (from which a salicylate is derived) as an aid to the pains of childbirth. However, overdosage of salicylates can harm body fluids, electrolytes, the CNS, the GI tract, the ears, the lungs, the blood, the liver, and the kidneys and cause coma or death.

Oral cavity: (A) sagittal section; (B) anterior view as seen through the open mouth. Oral cavity: (A) sagittal section; (B) anterior view as seen through the open mouth.
Osteoporosis. (a) A section through normal spongy bone. (b) A section through a bone with osteoporos Osteoporosis. (a) A section through normal spongy bone. (b) A section through a bone with osteoporos
Skull Midsagittal Section Labeled Skull Midsagittal Section Labeled
Effective communications skills are essential to the medical assistant’s career Effective communications skills are essential to the medical assistant’s career
Sagittal section through brain and spinal cord showing the reticular formation Sagittal section through brain and spinal cord showing the reticular formation
Frontal section of primary somatosensory area in right cerebral hemisphere Frontal section of primary somatosensory area in right cerebral hemisphere
Video: Depolarization of the SA node, Action potentials of the myocardium & ANS effects

For a complete list of videos, visit our video library