[Answered] Selling securities before the effective date of the registration statement is a Section 12 ...

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Author Question: Selling securities before the effective date of the registration statement is a Section 12 ... (Read 111 times)

savannahhooper

Hero Member
Posts: 576

on: Jun 24, 2018

Selling securities before the effective date of the registration statement is a Section 12 violation.
Indicate whether the statement is true or false

Question 2

A Section 12 violation results from making a material misstatement in a registration statement.
Indicate whether the statement is true or false

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nikmaaacs

Sr. Member
Posts: 335

Reply #1 on: Jun 24, 2018

Answer to Question 1

TRUE

Answer to Question 2

FALSE

savannahhooper

Hero Member
Posts: 576

Reply #2 on: Jun 24, 2018

Thank you

nikmaaacs

Sr. Member
Posts: 335

Reply #3 on: Jun 24, 2018

Happy to help you

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