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Author Question: Scalping is when a securities professional buys a stock for his own benefit and then urges investors ... (Read 92 times)

CBme

  • Hero Member
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  • Posts: 548
on: Jun 24, 2018
Scalping is when a securities professional buys a stock for his own benefit and then urges investors to buy the stock to drive its price up for his benefit.
 a. True
  b. False
  Indicate whether the statement is true or false

Question 2

Brokers and dealers must make known to their customers any possible conflicts of interest or other such information that is material to investment decisions.
 a. True
  b. False
  Indicate whether the statement is true or false


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kswal303

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Reply #1 on: Jun 24, 2018
Answer to Question 1

TRUE

Answer to Question 2

TRUE


CBme

  • Member
  • Posts: 548
Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

frankwu0507

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  • Posts: 322
Reply 3 on: Yesterday
Gracias!

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