Author Question: Scalping is when a securities professional buys a stock for his own benefit and then urges investors ... (Read 93 times)

CBme · **on:** Jun 24, 2018

Scalping is when a securities professional buys a stock for his own benefit and then urges investors to buy the stock to drive its price up for his benefit.
a. True
b. False
Indicate whether the statement is true or false

Question 2

Brokers and dealers must make known to their customers any possible conflicts of interest or other such information that is material to investment decisions.
a. True
b. False
Indicate whether the statement is true or false