« previous next »

Author Question: Which of the following events would be material for purposes of 10b and disclosure? A) A pending ... (Read 159 times)

Chloeellawright

  • Hero Member
  • *****
  • Posts: 588
on: Jun 24, 2018
Which of the following events would be material for purposes of 10b and disclosure?
 A) A pending merger
 B) Not meeting quarterly earnings expectations
 C) Product liability lawsuit
 D) a and c only
 E)All of the above

Question 2

Ralph Newsome is an employee at Quest Industries. In the men's room he overhears two officers discussing a merger that they say will be announced in two days. Ralph purchases 1,000 shares of Quest. When the merger is announced, Quest's stock has a 15 bounce in value.
 A) Ralph has engaged in insider trading.
 B) Ralph simply overheard a conversation and can trade on that information.
 C) Ralph is not an officer and can trade in advance of announcements.
 D) None of the above


swimkari

  • Sr. Member
  • ****
  • Posts: 332
Reply #1 on: Jun 24, 2018
Answer to Question 1

E

Answer to Question 2

A


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
« previous next »
 

Did you know?

For about 100 years, scientists thought that peptic ulcers were caused by stress, spicy food, and alcohol. Later, researchers added stomach acid to the list of causes and began treating ulcers with antacids. Now it is known that peptic ulcers are predominantly caused by Helicobacter pylori, a spiral-shaped bacterium that normally exist in the stomach.

Did you know?

The training of an anesthesiologist typically requires four years of college, 4 years of medical school, 1 year of internship, and 3 years of residency.

Did you know?

About one in five American adults and teenagers have had a genital herpes infection—and most of them don't know it. People with genital herpes have at least twice the risk of becoming infected with HIV if exposed to it than those people who do not have genital herpes.

Did you know?

A strange skin disease referred to as Morgellons has occurred in the southern United States and in California. Symptoms include slowly healing sores, joint pain, persistent fatigue, and a sensation of things crawling through the skin. Another symptom is strange-looking, threadlike extrusions coming out of the skin.

Did you know?

Signs and symptoms that may signify an eye tumor include general blurred vision, bulging eye(s), double vision, a sensation of a foreign body in the eye(s), iris defects, limited ability to move the eyelid(s), limited ability to move the eye(s), pain or discomfort in or around the eyes or eyelids, red or pink eyes, white or cloud spots on the eye(s), colored spots on the eyelid(s), swelling around the eyes, swollen eyelid(s), and general vision loss.

Events of the postabsorptive state. Events of the postabsorptive state.
Anxiety model. Stressful events lead to symptoms of anxiety, which can be resolved by coping ... Anxiety model. Stressful events lead to symptoms of anxiety, which can be resolved by coping ...
A wrench after it has been forged but before the flashing (extra material around the wrench) has ... A wrench after it has been forged but before the flashing (extra material around the wrench) has ...
Material Balance on Coolers in series Material Balance on Coolers in series
El Niño events release energy El Niño events release energy
Disclosure feat. London Grammar - Help Me Lose My Mind (lyrics) Music Video Disclosure feat. London Grammar - Help Me Lose My Mind (lyrics) Music Video
Video: Vascular tissues in a corn stem and a buttercup root

For a complete list of videos, visit our video library