This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: Which of the following actions can the SEC take if there is a violation of Section 14 on proxy ... (Read 138 times)

newyorker26

  • Hero Member
  • *****
  • Posts: 536
on: Jun 24, 2018
Which of the following actions can the SEC take if there is a violation of Section 14 on proxy solicitation?
 A) An injunction preventing the vote with the proxies
 B) Unwinding the election results
 C) Order reimbursement of costs for second solicitation by the party who violated Section 14
 D) The SEC can take any of the above actions.

Question 2

Under Sarbanes-Oxley, when must a company file an 8-K?
 A) Every quarter
 B) Annually
 C) Only when selling stock
 D) Within one day of any changes listed in the statute


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

blazinlyss

  • Sr. Member
  • ****
  • Posts: 333
Reply #1 on: Jun 24, 2018
Answer to Question 1

D

Answer to Question 2

D


newyorker26

  • Member
  • Posts: 536
Reply 2 on: Jun 24, 2018
YES! Correct, THANKS for helping me on my review

matt95

  • Member
  • Posts: 317
Reply 3 on: Yesterday
Great answer, keep it coming :)

« previous next »
 

Did you know?

Atropine, along with scopolamine and hyoscyamine, is found in the Datura stramonium plant, which gives hallucinogenic effects and is also known as locoweed.

Did you know?

The first successful kidney transplant was performed in 1954 and occurred in Boston. A kidney from an identical twin was transplanted into his dying brother's body and was not rejected because it did not appear foreign to his body.

Did you know?

In the United States, an estimated 50 million unnecessary antibiotics are prescribed for viral respiratory infections.

Did you know?

Immunoglobulin injections may give short-term protection against, or reduce severity of certain diseases. They help people who have an inherited problem making their own antibodies, or those who are having certain types of cancer treatments.

Did you know?

The National Institutes of Health have supported research into acupuncture. This has shown that acupuncture significantly reduced pain associated with osteoarthritis of the knee, when used as a complement to conventional therapies.

Cellular section from the brain of a person who died from Alzheimer's disease. Cellular section from the brain of a person who died from Alzheimer's disease.
Anatomy of the Temporomandibular Joint (Sagittal Section) Anatomy of the Temporomandibular Joint (Sagittal Section)
Intramuscular drug administration: (a) cross section of skin showing depth of needle insertion Intramuscular drug administration: (a) cross section of skin showing depth of needle insertion
Cross Section of a Synapse Cross Section of a Synapse
Sites of cholinergic antagonist actions. Muscarinic antagonists block cholinergic receptors in the ... Sites of cholinergic antagonist actions. Muscarinic antagonists block cholinergic receptors in the ...
Transverse section of posterior eyeball at optic disc Transverse section of posterior eyeball at optic disc
Video: Oogenesis Animation

For a complete list of videos, visit our video library