This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: Which of the following actions can the SEC take if there is a violation of Section 14 on proxy ... (Read 136 times)

newyorker26

  • Hero Member
  • *****
  • Posts: 536
on: Jun 24, 2018
Which of the following actions can the SEC take if there is a violation of Section 14 on proxy solicitation?
 A) An injunction preventing the vote with the proxies
 B) Unwinding the election results
 C) Order reimbursement of costs for second solicitation by the party who violated Section 14
 D) The SEC can take any of the above actions.

Question 2

Under Sarbanes-Oxley, when must a company file an 8-K?
 A) Every quarter
 B) Annually
 C) Only when selling stock
 D) Within one day of any changes listed in the statute


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

blazinlyss

  • Sr. Member
  • ****
  • Posts: 333
Reply #1 on: Jun 24, 2018
Answer to Question 1

D

Answer to Question 2

D


newyorker26

  • Member
  • Posts: 536
Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

tandmlomax84

  • Member
  • Posts: 323
Reply 3 on: Yesterday
Gracias!

« previous next »
 

Did you know?

Many supplement containers do not even contain what their labels say. There are many documented reports of products containing much less, or more, that what is listed on their labels. They may also contain undisclosed prescription drugs and even contaminants.

Did you know?

Medication errors are more common among seriously ill patients than with those with minor conditions.

Did you know?

The Food and Drug Administration has approved Risperdal, an adult antipsychotic drug, for the symptomatic treatment of irritability in children and adolescents with autism. The approval is the first for the use of a drug to treat behaviors associated with autism in children. These behaviors are included under the general heading of irritability and include aggression, deliberate self-injury, and temper tantrums.

Did you know?

In 1844, Charles Goodyear obtained the first patent for a rubber condom.

Did you know?

Women are 50% to 75% more likely than men to experience an adverse drug reaction.

This diagram shows a cross-section of a solar-type star. This diagram shows a cross-section of a solar-type star.
Oral cavity: (A) sagittal section; (B) anterior view as seen through the open mouth. Oral cavity: (A) sagittal section; (B) anterior view as seen through the open mouth.
Transverse Thorax Section Transverse Thorax Section
A Cross Section of the Spinal Cord A Cross Section of the Spinal Cord
Plasma insulin binds to receptors on target cells to enter the cells, which starts actions that lead ... Plasma insulin binds to receptors on target cells to enter the cells, which starts actions that lead ...
Knee joint: Sagittal section through the right knee Knee joint: Sagittal section through the right knee
Video: The pH scale - Strong acids and Weak acids

For a complete list of videos, visit our video library