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Author Question: Who is liable for a Section 11 violation? A) Directors B) Officers C) Only directors who sign the ... (Read 97 times)

yoroshambo

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  • Posts: 566
on: Jun 24, 2018
Who is liable for a Section 11 violation?
 A) Directors
 B) Officers
 C) Only directors who sign the registration statement
 D) Both a and b
 E)None of the above

Question 2

Which of the following can be done before the registration statement is effective?
 A) Tombstone ads
 B) Red herrings
 C) Offers to sell to accredited investors
 D) a and b
 E)All of the above


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whitcassie

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Reply #1 on: Jun 24, 2018
Answer to Question 1

D

Answer to Question 2

D


yoroshambo

  • Member
  • Posts: 566
Reply 2 on: Jun 24, 2018
YES! Correct, THANKS for helping me on my review

xiazhe

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  • Posts: 331
Reply 3 on: Yesterday
Gracias!

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