Who is liable for a Section 11 violation? A) Directors B) ...

[yoroshambo]

Who is liable for a Section 11 violation?
 A) Directors
 B) Officers
 C) Only directors who sign the registration statement
 D) Both a and b
 E)None of the above

Question 2

Which of the following can be done before the registration statement is effective?
 A) Tombstone ads
 B) Red herrings
 C) Offers to sell to accredited investors
 D) a and b
 E)All of the above

[whitcassie]

Answer to Question 1

D

Answer to Question 2

D

[yoroshambo]

Thanks for the timely response, appreciate it

[nathang24]

TYSM