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Author Question: Under the 1934 Act, an issuer must register with the SEC if A)it has not completed a public offering ... (Read 20 times)

nautica902

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on: Jun 24, 2018
Under the 1934 Act, an issuer must register with the SEC if
 A)it has not completed a public offering under the 1933 Act.
 B)its securities are not going to be traded on a national exchange.
 C)it will not be providing investors with a prospectus.
 D)it has at least 2,000 shareholders and total assets that exceed 10 million.

Question 2

Quotas are not permitted under GATT or under U.S. law as a method of protecting domestic industries, unless a trade compensation is provided as a form of compensation.
  Indicate whether the statement is true or false


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xMRAZ

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Reply #1 on: Jun 24, 2018
Answer to Question 1

D

Answer to Question 2

FALSE


nautica902

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Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

dreamfighter72

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Reply 3 on: Yesterday
Gracias!

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