Author Question: Under the 1934 Act, an issuer must register with the SEC if A)it has not completed a public offering ... (Read 32 times)

nautica902 · **on:** Jun 24, 2018

Under the 1934 Act, an issuer must register with the SEC if
A)it has not completed a public offering under the 1933 Act.
B)its securities are not going to be traded on a national exchange.
C)it will not be providing investors with a prospectus.
D)it has at least 2,000 shareholders and total assets that exceed 10 million.

Question 2

Quotas are not permitted under GATT or under U.S. law as a method of protecting domestic industries, unless a trade compensation is provided as a form of compensation.
Indicate whether the statement is true or false