This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: Put the following steps in the securities registration process in chronological order. Experts' ... (Read 72 times)

jwb375

  • Hero Member
  • *****
  • Posts: 540
on: Jun 24, 2018
Put the following steps in the securities registration process in chronological order. Experts' opinions Registration filing Red herring prospectus Tombstone ad Offers to sell securities Sale of securities Registration approval

Question 2

Explain the changes the Securities Litigation Reform Act made in Section 11 liability.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

jaykayy05

  • Sr. Member
  • ****
  • Posts: 329
Reply #1 on: Jun 24, 2018
Answer to Question 1

1. Experts' opinions
2. Registration filing

3. Red herring prospectus

4. Tombstone ad

5. Registration approval

6. Offers to sell securities

7. Sale of securities

Answer to Question 2

The act limits the number of suits professional plaintiffs can ring. The act allows companies to make financial predictions without automatic liability. The act limits attorneys' fees section 11 lawsuits.


jwb375

  • Member
  • Posts: 540
Reply 2 on: Jun 24, 2018
Gracias!

elyse44

  • Member
  • Posts: 319
Reply 3 on: Yesterday
YES! Correct, THANKS for helping me on my review

« previous next »
 

Did you know?

Side effects from substance abuse include nausea, dehydration, reduced productivitiy, and dependence. Though these effects usually worsen over time, the constant need for the substance often overcomes rational thinking.

Did you know?

Though Candida and Aspergillus species are the most common fungal pathogens causing invasive fungal disease in the immunocompromised, infections due to previously uncommon hyaline and dematiaceous filamentous fungi are occurring more often today. Rare fungal infections, once accurately diagnosed, may require surgical debridement, immunotherapy, and newer antifungals used singly or in combination with older antifungals, on a case-by-case basis.

Did you know?

If you use artificial sweeteners, such as cyclamates, your eyes may be more sensitive to light. Other factors that will make your eyes more sensitive to light include use of antibiotics, oral contraceptives, hypertension medications, diuretics, and antidiabetic medications.

Did you know?

Elderly adults are living longer, and causes of death are shifting. At the same time, autopsy rates are at or near their lowest in history.

Did you know?

Blood in the urine can be a sign of a kidney stone, glomerulonephritis, or other kidney problems.

The process of X inactivation The process of X inactivation
The process of exon shuffling. The process of exon shuffling.
Five step nursing process Five step nursing process
A Simple Model of the Learning Process A Simple Model of the Learning Process
In order to encourage Canadians to avoid cross border shopping, Walmart Canada is striving to ... In order to encourage Canadians to avoid cross border shopping, Walmart Canada is striving to ...
Proposed steps in the evolution of jaws Proposed steps in the evolution of jaws
Video: Fetal development - Weeks 9 to 38

For a complete list of videos, visit our video library