Author Question: Put the following steps in the securities registration process in chronological order. Experts' ... (Read 82 times)

jwb375 · **on:** Jun 24, 2018

Put the following steps in the securities registration process in chronological order. Experts' opinions Registration filing Red herring prospectus Tombstone ad Offers to sell securities Sale of securities Registration approval

Question 2

Explain the changes the Securities Litigation Reform Act made in Section 11 liability.

jaykayy05 · **Reply #1 on:** Jun 24, 2018

Answer to Question 1

1. Experts' opinions
2. Registration filing

3. Red herring prospectus

4. Tombstone ad

5. Registration approval

6. Offers to sell securities

7. Sale of securities

Answer to Question 2

The act limits the number of suits professional plaintiffs can ring. The act allows companies to make financial predictions without automatic liability. The act limits attorneys' fees section 11 lawsuits.