This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: Put the following steps in the securities registration process in chronological order. Experts' ... (Read 30 times)

jwb375

  • Hero Member
  • *****
  • Posts: 540
on: Jun 24, 2018
Put the following steps in the securities registration process in chronological order. Experts' opinions Registration filing Red herring prospectus Tombstone ad Offers to sell securities Sale of securities Registration approval

Question 2

Explain the changes the Securities Litigation Reform Act made in Section 11 liability.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

jaykayy05

  • Sr. Member
  • ****
  • Posts: 329
Reply #1 on: Jun 24, 2018
Answer to Question 1

1. Experts' opinions
2. Registration filing

3. Red herring prospectus

4. Tombstone ad

5. Registration approval

6. Offers to sell securities

7. Sale of securities

Answer to Question 2

The act limits the number of suits professional plaintiffs can ring. The act allows companies to make financial predictions without automatic liability. The act limits attorneys' fees section 11 lawsuits.


jwb375

  • Member
  • Posts: 540
Reply 2 on: Jun 24, 2018
Great answer, keep it coming :)

Jsherida

  • Member
  • Posts: 314
Reply 3 on: Yesterday
Thanks for the timely response, appreciate it

« previous next »
 

Did you know?

The average older adult in the United States takes five prescription drugs per day. Half of these drugs contain a sedative. Alcohol should therefore be avoided by most senior citizens because of the dangerous interactions between alcohol and sedatives.

Did you know?

People who have myopia, or nearsightedness, are not able to see objects at a distance but only up close. It occurs when the cornea is either curved too steeply, the eye is too long, or both. This condition is progressive and worsens with time. More than 100 million people in the United States are nearsighted, but only 20% of those are born with the condition. Diet, eye exercise, drug therapy, and corrective lenses can all help manage nearsightedness.

Did you know?

In women, pharmacodynamic differences include increased sensitivity to (and increased effectiveness of) beta-blockers, opioids, selective serotonin reuptake inhibitors, and typical antipsychotics.

Did you know?

Human kidneys will clean about 1 million gallons of blood in an average lifetime.

Did you know?

People with high total cholesterol have about two times the risk for heart disease as people with ideal levels.

Five step nursing process Five step nursing process
After all valves have been properly measured and adjusted as necessary, start the reassembly process ... After all valves have been properly measured and adjusted as necessary, start the reassembly process ...
Diffusion as an entropy-driven process Diffusion as an entropy-driven process
How Does Earth Work? Physical Geology and the Process of Science, 2nd Edition How Does Earth Work? Physical Geology and the Process of Science, 2nd Edition
Steps in the processing and splicing of mRNA Steps in the processing and splicing of mRNA
Diagrammatic representation of the process of molecular hybridization Diagrammatic representation of the process of molecular hybridization
Video: Bone cells and tissues - tissue composition and cells

For a complete list of videos, visit our video library