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Author Question: To which of the following will the 10b prohibitions on insider trading apply? A) An officer ... (Read 64 times)

Mimi

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on: Jun 24, 2018
To which of the following will the 10b prohibitions on insider trading apply?
 A) An officer exercising stock options on the day before the company announces its earnings for the quarter.
 B) An officer exercising stock options on the day before the company reveals an SEC investigation.
 C) An officer exercising stock options on the day before the company announces an earnings reversal.
 D) An officer's son buying stock on the day before the company announces an earnings increase.
 E)All of the above are violations of 10b.

Question 2

Pump and dump:
 A) is a term for downloading music.
 B) refers to posting stock information on the Internet to increase its value before you sell.
 C) is not prohibited by the SEC.
 D) Both b and c


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sokh

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Reply #1 on: Jun 24, 2018
Answer to Question 1

E

Answer to Question 2

B


Mimi

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Reply 2 on: Jun 24, 2018
Gracias!

rleezy04

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Reply 3 on: Yesterday
YES! Correct, THANKS for helping me on my review

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