This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: To which of the following will the 10b prohibitions on insider trading apply? A) An officer ... (Read 45 times)

Mimi

  • Hero Member
  • *****
  • Posts: 542
on: Jun 24, 2018
To which of the following will the 10b prohibitions on insider trading apply?
 A) An officer exercising stock options on the day before the company announces its earnings for the quarter.
 B) An officer exercising stock options on the day before the company reveals an SEC investigation.
 C) An officer exercising stock options on the day before the company announces an earnings reversal.
 D) An officer's son buying stock on the day before the company announces an earnings increase.
 E)All of the above are violations of 10b.

Question 2

Pump and dump:
 A) is a term for downloading music.
 B) refers to posting stock information on the Internet to increase its value before you sell.
 C) is not prohibited by the SEC.
 D) Both b and c


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

sokh

  • Sr. Member
  • ****
  • Posts: 357
Reply #1 on: Jun 24, 2018
Answer to Question 1

E

Answer to Question 2

B


Mimi

  • Member
  • Posts: 542
Reply 2 on: Jun 24, 2018
Wow, this really help

isabelt_18

  • Member
  • Posts: 342
Reply 3 on: Yesterday
:D TYSM

« previous next »
 

Did you know?

The heart is located in the center of the chest, with part of it tipped slightly so that it taps against the left side of the chest.

Did you know?

In the ancient and medieval periods, dysentery killed about ? of all babies before they reach 12 months of age. The disease was transferred through contaminated drinking water, because there was no way to adequately dispose of sewage, which contaminated the water.

Did you know?

People with alcoholism are at a much greater risk of malnutrition than are other people and usually exhibit low levels of most vitamins (especially folic acid). This is because alcohol often takes the place of 50% of their daily intake of calories, with little nutritional value contained in it.

Did you know?

Calcitonin is a naturally occurring hormone. In women who are at least 5 years beyond menopause, it slows bone loss and increases spinal bone density.

Did you know?

Human kidneys will clean about 1 million gallons of blood in an average lifetime.

Apply deep effleurage with the thumbs between the iliac crest and the last three ribs. Keep the ... Apply deep effleurage with the thumbs between the iliac crest and the last three ribs. Keep the ...
Starting at the waist, apply circular two-handed petrissage over the entire right side. Keep hands ... Starting at the waist, apply circular two-handed petrissage over the entire right side. Keep hands ...
Apply compressions over the entire buttocks region with the fist using moderate to heavy pressure. ... Apply compressions over the entire buttocks region with the fist using moderate to heavy pressure. ...
Apply petrissage to center of abdomen. Place hands palm over palm in center of the abdomen. Create ... Apply petrissage to center of abdomen. Place hands palm over palm in center of the abdomen. Create ...
Joint movement of the fingers. Apply scissoring at the knuckles and figure-8s to the fingers to ... Joint movement of the fingers. Apply scissoring at the knuckles and figure-8s to the fingers to ...
Use of the elbow to apply pressure to trigger points in the trapezius with the receiver in sitting ... Use of the elbow to apply pressure to trigger points in the trapezius with the receiver in sitting ...
Video: Stroke volume

For a complete list of videos, visit our video library