This topic contains a solution. Click here to go to the answer

Author Question: Identify the form of ADR used most often to resolve securities disputes, and the source of the ... (Read 60 times)

formula1

  • Hero Member
  • *****
  • Posts: 666
Identify the form of ADR used most often to resolve securities disputes, and the source of the authority to employ ADR in the securities context.
 
  What will be an ideal response?

Question 2

Before you begin the actual analysis process, you first need to be in possession of the facts and issues in the case.
 
  Indicate whether the statement is true or false



Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

gasdhashg

  • Sr. Member
  • ****
  • Posts: 335
Answer to Question 1

Arbitration is the ADR method used most often to resolve securities disputes. The source of
authority is the New York Stock Exchange and the National Association of Securities
Dealers, which favor arbitration and which require that industry agreements between brokers
and their customers, between employees and member firms and between the industry
organizations and its members contain an arbitration clause. Also, insofar as many securities
transactions involve interstate commerce, the Federal Arbitration Act also provides
authority.

Answer to Question 2

TRUE




formula1

  • Member
  • Posts: 666
Reply 2 on: Aug 3, 2018
Thanks for the timely response, appreciate it


vickyvicksss

  • Member
  • Posts: 351
Reply 3 on: Yesterday
Great answer, keep it coming :)

 

Did you know?

Illness; diuretics; laxative abuse; hot weather; exercise; sweating; caffeine; alcoholic beverages; starvation diets; inadequate carbohydrate consumption; and diets high in protein, salt, or fiber can cause people to become dehydrated.

Did you know?

In 1835 it was discovered that a disease of silkworms known as muscardine could be transferred from one silkworm to another, and was caused by a fungus.

Did you know?

Signs and symptoms that may signify an eye tumor include general blurred vision, bulging eye(s), double vision, a sensation of a foreign body in the eye(s), iris defects, limited ability to move the eyelid(s), limited ability to move the eye(s), pain or discomfort in or around the eyes or eyelids, red or pink eyes, white or cloud spots on the eye(s), colored spots on the eyelid(s), swelling around the eyes, swollen eyelid(s), and general vision loss.

Did you know?

Eat fiber! A diet high in fiber can help lower cholesterol levels by as much as 10%.

Did you know?

The U.S. Pharmacopeia Medication Errors Reporting Program states that approximately 50% of all medication errors involve insulin.

For a complete list of videos, visit our video library