This topic contains a solution. Click here to go to the answer

Author Question: Identify the form of ADR used most often to resolve securities disputes, and the source of the ... (Read 70 times)

formula1

  • Hero Member
  • *****
  • Posts: 666
Identify the form of ADR used most often to resolve securities disputes, and the source of the authority to employ ADR in the securities context.
 
  What will be an ideal response?

Question 2

Before you begin the actual analysis process, you first need to be in possession of the facts and issues in the case.
 
  Indicate whether the statement is true or false



Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

gasdhashg

  • Sr. Member
  • ****
  • Posts: 335
Answer to Question 1

Arbitration is the ADR method used most often to resolve securities disputes. The source of
authority is the New York Stock Exchange and the National Association of Securities
Dealers, which favor arbitration and which require that industry agreements between brokers
and their customers, between employees and member firms and between the industry
organizations and its members contain an arbitration clause. Also, insofar as many securities
transactions involve interstate commerce, the Federal Arbitration Act also provides
authority.

Answer to Question 2

TRUE




formula1

  • Member
  • Posts: 666
Reply 2 on: Aug 3, 2018
YES! Correct, THANKS for helping me on my review


cdmart10

  • Member
  • Posts: 332
Reply 3 on: Yesterday
:D TYSM

 

Did you know?

Once thought to have neurofibromatosis, Joseph Merrick (also known as "the elephant man") is now, in retrospect, thought by clinical experts to have had Proteus syndrome. This endocrine disease causes continued and abnormal growth of the bones, muscles, skin, and so on and can become completely debilitating with severe deformities occurring anywhere on the body.

Did you know?

More than nineteen million Americans carry the factor V gene that causes blood clots, pulmonary embolism, and heart disease.

Did you know?

The top 10 most important tips that will help you grow old gracefully include (1) quit smoking, (2) keep your weight down, (3) take supplements, (4) skip a meal each day or fast 1 day per week, (5) get a pet, (6) get medical help for chronic pain, (7) walk regularly, (8) reduce arguments, (9) put live plants in your living space, and (10) do some weight training.

Did you know?

All patients with hyperparathyroidism will develop osteoporosis. The parathyroid glands maintain blood calcium within the normal range. All patients with this disease will continue to lose calcium from their bones every day, and there is no way to prevent the development of osteoporosis as a result.

Did you know?

About 100 new prescription or over-the-counter drugs come into the U.S. market every year.

For a complete list of videos, visit our video library