Author Question: While securities issued by banks are exempt from SEC registration requirements, they are subject to ... (Read 147 times)

karen · **on:** Jun 24, 2018

While securities issued by banks are exempt from SEC registration requirements, they are subject to the SEC's anti-fraud and civil liability provisions.
a. True
b. False
Indicate whether the statement is true or false

Question 2

Early trade customs for international commerce centered principally on the rules governing:
a. the concept of territory b. sovereign jurisdiction
c. the law of the sea d. nationality
e. the various local stock exchanges