Author Question: Section 12 violations: A) carry only civil penalties. B) carry criminal penalties that are very ... (Read 221 times)

nramada · **on:** Jun 24, 2018

Section 12 violations:
A) carry only civil penalties.
B) carry criminal penalties that are very different from Section 11 penalties.
C) carry criminal penalties that are the same as Section 11 penalties.
D) do not exist.

Question 2

Under Sarbanes-Oxley, which of the following would be a conflict of interest for the outside auditor of a company?
A) Providing management consulting services to the company, too
B) Providing actuarial service to the company, too
C) Designing the company's financial system
D) All of the above