« previous next »

Author Question: Who signs the 10-Qs and 10-Ks of publicly trading companies to certify their content? A) CEO B) CFO ... (Read 92 times)

a0266361136

  • Hero Member
  • *****
  • Posts: 538
on: Jun 24, 2018
Who signs the 10-Qs and 10-Ks of publicly trading companies to certify their content?
 A) CEO
 B) CFO
 C) Both a and b
 D) The treasurer or controller of the company.

Question 2

Hawkin and Snead is a partnership located in South Dakota that specializes in documentary films. Hawkin and Snead feel that they need additional capital to expand and their personal assets are fully tapped. The partners envision a sale of common stock shares only to South Dakota residents and they need about 10,000,000. They also realize that their pool of investors is large, but shallow. That is, they can recruit many potential share purchasers, but their investment amounts will be small. They feel they do not have the money for a national offering and full-blown SEC registration. Which of the following exemptions will suit Hawkin and Snead's needs best?
 A) A Rule 504 offering
 B) A Rule 505 offering
 C) A Regulation A offering
 D) An intrastate offering
 E)None of the above


cadimas

  • Sr. Member
  • ****
  • Posts: 362
Reply #1 on: Jun 24, 2018
Answer to Question 1

C

Answer to Question 2

D


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
« previous next »
 

Did you know?

For about 100 years, scientists thought that peptic ulcers were caused by stress, spicy food, and alcohol. Later, researchers added stomach acid to the list of causes and began treating ulcers with antacids. Now it is known that peptic ulcers are predominantly caused by Helicobacter pylori, a spiral-shaped bacterium that normally exist in the stomach.

Did you know?

Between 1999 and 2012, American adults with high total cholesterol decreased from 18.3% to 12.9%

Did you know?

The Babylonians wrote numbers in a system that used 60 as the base value rather than the number 10. They did not have a symbol for "zero."

Did you know?

Many supplement containers do not even contain what their labels say. There are many documented reports of products containing much less, or more, that what is listed on their labels. They may also contain undisclosed prescription drugs and even contaminants.

Did you know?

The modern decimal position system was the invention of the Hindus (around 800 AD), involving the placing of numerals to indicate their value (units, tens, hundreds, and so on).

When to measure vital signs When to measure vital signs
Common skin signs are often evidence of an illness or disorder. A macule is a discolored spot on the ... Common skin signs are often evidence of an illness or disorder. A macule is a discolored spot on the ...
Common skin signs are often evidence of an illness or disorder. A wheal is a localized, evanescent ... Common skin signs are often evidence of an illness or disorder. A wheal is a localized, evanescent ...
Common skin signs are often evidence of an illness or disorder. A scale is a thin, dry flake of ... Common skin signs are often evidence of an illness or disorder. A scale is a thin, dry flake of ...
Common skin signs are often evidence of an illness or disorder. A fissure is a crack-like sore or ... Common skin signs are often evidence of an illness or disorder. A fissure is a crack-like sore or ...
Many gasoline service stations have signs posted warning customers to place plastic fuel containers ... Many gasoline service stations have signs posted warning customers to place plastic fuel containers ...
Video: What is Reverse Osmosis?

For a complete list of videos, visit our video library