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Author Question: Which of the following is not a security for purposes of the 1933 Act? A) A limited partnership ... (Read 88 times)

jman1234

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on: Jun 24, 2018
Which of the following is not a security for purposes of the 1933 Act?
 A) A limited partnership interest
 B) A promissory note due in six months
 C) A demand note
 D) All of the above are securities.

Question 2

What does the Private Securities Litigation Reform Act's safe harbor provision do?
 A) Eliminates director and officer liability under Section 11
 B) Eliminates auditors' liability under Section 11
 C) Provides liability protection for income predictions in the registration statement
 D) All of the above


mmj22343

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Reply #1 on: Jun 24, 2018
Answer to Question 1

B

Answer to Question 2

C


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jman1234

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Reply #2 on: Jun 24, 2018
Correct answers!


mmj22343

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Reply #3 on: Jun 24, 2018
Great! Please up vote :D


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