This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: Which of the following exemptions under the 1933 Securities Act does not have limitations on the ... (Read 63 times)

anjilletteb

  • Hero Member
  • *****
  • Posts: 569
on: Jun 24, 2018
Which of the following exemptions under the 1933 Securities Act does not have limitations on the number of purchasers?
 A) Rule 504
 B) Rule 505
 C) Rule 506
 D) All of the above have limitations on the number of purchasers.

Question 2

Who would be a tippee for purposes of insider trading?
 A) A janitor who gathers information by reading files on corporate counsel's desk
 B) An MBA student who tracks the market very closely
 C) A broker who once worked in the pharmaceutical industry
 D) All of the above would be tippees.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

iman

  • Sr. Member
  • ****
  • Posts: 334
Reply #1 on: Jun 24, 2018
Answer to Question 1

A

Answer to Question 2

A


anjilletteb

  • Member
  • Posts: 569
Reply 2 on: Jun 24, 2018
Gracias!

chereeb

  • Member
  • Posts: 326
Reply 3 on: Yesterday
Great answer, keep it coming :)

« previous next »
 

Did you know?

Signs and symptoms of a drug overdose include losing consciousness, fever or sweating, breathing problems, abnormal pulse, and changes in skin color.

Did you know?

Bacteria have flourished on the earth for over three billion years. They were the first life forms on the planet.

Did you know?

The word drug comes from the Dutch word droog (meaning "dry"). For centuries, most drugs came from dried plants, hence the name.

Did you know?

About 600,000 particles of skin are shed every hour by each human. If you live to age 70 years, you have shed 105 pounds of dead skin.

Did you know?

A good example of polar molecules can be understood when trying to make a cake. If water and oil are required, they will not mix together. If you put them into a measuring cup, the oil will rise to the top while the water remains on the bottom.

Research Methods: Advantages and Limitations Research Methods: Advantages and Limitations
A 1933 banner celebrates the repeal of Prohibition. A 1933 banner celebrates the repeal of Prohibition.
Frederick Streng (1933–1993). Frederick Streng (1933–1993).
Limitations on the Lifting of Unstable Air Limitations on the Lifting of Unstable Air
Getting the Nutrients You Need within Limitations Getting the Nutrients You Need within Limitations
Video: Role of transport in a cell

For a complete list of videos, visit our video library