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Author Question: Which of the following events will prevent a broker from collecting the commission? A) The seller ... (Read 73 times)

bclement10

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on: Jun 24, 2018
Which of the following events will prevent a broker from collecting the commission?
 A) The seller decides not to sell
 B) The buyer does not qualify for financing
 C) The seller wishes more money than that provided in the listing
 D) All of the above

Question 2

The registration requirement of the Securities Act of 1933 applies to:
 A) the issuing of stocks, bonds, and other investment securities.
 B) the issuing of certificates of deposit by a national bank.
 C) shares issued by nonprofit corporations.
 D) issues of 1.5 million or more.


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orangecrush

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Reply #1 on: Jun 24, 2018
Answer to Question 1

B

Answer to Question 2

A


bclement10

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Reply 2 on: Jun 24, 2018
YES! Correct, THANKS for helping me on my review

brbarasa

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Reply 3 on: Yesterday
Thanks for the timely response, appreciate it

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