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Author Question: A broker who fails to disclose a buyer's financial difficulties to the seller has breached his ... (Read 108 times)

daltonest1984

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on: Jun 24, 2018
A broker who fails to disclose a buyer's financial difficulties to the seller has breached his fiduciary duty.
  Indicate whether the statement is true or false

Question 2

Under the 1990 Remedies Act, the SEC has the power to suspend all trading when markets are excessively volatile.
  Indicate whether the statement is true or false


amynguyen1221

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  • Posts: 355
Reply #1 on: Jun 24, 2018
Answer to Question 1

TRUE

Answer to Question 2

TRUE


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