Author Question: What are the purposes of a registration statement and what information must it ... (Read 14 times)

iveyjurea · **on:** Jun 24, 2018

What are the purposes of a registration statement and what information must it contain?

Question 2

The U.S. law dealing with import relief is:
A) Art. 8, Sec. 1, U.S. Constitution.
B) Sec. 333, U.S. Import Relief Act.
C) Sec. 201, Trade Act of 1974.
D) GATT, Art. XIX.

shaquita · **Reply #1 on:** Jun 24, 2018

Answer to Question 1

A registration statement has two purposes: to notify the SEC that a sale of securities is pending and to disclose information to prospective purchasers. The registration statement typically must include (1 ) detailed information about the issuer and its business, (2 ) a description of the stock, (3 ) the proposed use of the proceeds from the offering, and (4 ) three years of audited financial statements.

Answer to Question 2

C