Author Question: Which of the following statements is correct? A) Investors generally receive a copy of the ... (Read 18 times)

brutforce · **on:** Jun 24, 2018

Which of the following statements is correct?
A) Investors generally receive a copy of the registration statement.
B) Investors generally do not receive the company's prospectus.
C) A registration statement and a prospectus are essentially the same thing.
D) All investors must receive a copy of the prospectus before purchasing the stock.

Question 2

The guiding principal of federal securities law is
A) to keep investors from making bad investments.
B) to insure investors have full and accurate information.
C) to avoid another stock market crash.
D) to promote the issuance of securities.