Author Question: This was created to enforce security trading regulations, monitor quarterly financial reporting, ... (Read 14 times)

WWatsford · **on:** Aug 11, 2018

This was created to enforce security trading regulations, monitor quarterly financial reporting, maintain stability in the markets, and investigate potential insider trading and investor scams.

A) Federal Communication Commission
B) Federal Trade Commission
C) Food and Drug Administration
D) Homeland Security
E) Securities and Exchange Commission

Question 2

Which agency has the task of overseeing commercially based communication to protect both investors and consumers from false claims, false advertising, and swindling schemes?

A) Securities and Exchange Commission
B) Homeland Security
C) Food and Drug Administration
D) Federal Communication Commission
E) Federal Trade Commission