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Author Question: Which of the following are provisions of the Sarbanes-Oxley Act of 2002?I.an oversight board to ... (Read 123 times)

kaitlynndavis

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on: Mar 29, 2022

Question 1

Which of the following acts abolished fixed commission schedules?
◦ Investment Advisers Act of 1940
◦ Investment Company Act of 1940
◦ Securities Acts Amendments of 1975
◦ Insider Trading and Fraud Act of 1988

Question 2

Which of the following are provisions of the Sarbanes-Oxley Act of 2002?

I.an oversight board to monitor the accounting industry
II.tougher penalties for executives who commit corporate fraud
III.stricter prohibitions against insider trading
IV.guidelines for analysts conflicts of interest

◦ II and IV only
◦ I, II and III only
◦ I and IV only
◦ I, II and IV only
Fundamentals of Investing ¦ Zutter, Smart ¦ 14th Edition
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Marked as best answer by kaitlynndavis on Mar 29, 2022

Sha

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Reply #1 on: Mar 29, 2022
Lorsum iprem. Lorsus sur ipci. Lorsem sur iprem. Lorsum sur ipdi, lorsem sur ipci. Lorsum sur iprium, valum sur ipci et, vala sur ipci. Lorsem sur ipci, lorsa sur iprem. Valus sur ipdi. Lorsus sur iprium nunc, valem sur iprium. Valem sur ipdi. Lorsa sur iprium. Lorsum sur iprium. Valem sur ipdi. Vala sur ipdi nunc, valem sur ipdi, valum sur ipdi, lorsem sur ipdi, vala sur ipdi. Valem sur iprem nunc, lorsa sur iprium. Valum sur ipdi et, lorsus sur ipci. Valem sur iprem. Valem sur ipci. Lorsa sur iprium. Lorsem sur ipci, valus sur iprem. Lorsem sur iprem nunc, valus sur iprium.
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kaitlynndavis

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Reply 2 on: Mar 29, 2022
Thanks for the timely response, appreciate it

scottmt

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Reply 3 on: Yesterday
Excellent

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