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Author Question: A major purpose of federal securities regulations is to (Read 12 times)

xsk4r3kr0w

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on: Aug 21, 2022

Question 1

Discuss the sanctions the Securities and Exchange Commission can impose on auditors.

Question 2

A major purpose of federal securities regulations is to
◦ provide sufficient reliable information to the investing public who purchase securities in the marketplace.
◦ establish the qualifications for accountants who are members of the profession.
◦ eliminate incompetent attorneys and accountants who participate in the registration of securities to be offered to the public.
◦ provide a set of uniform standards and tests for accountants, attorneys, and others who practice before the Securities and Exchange Commission.
Auditing and Assurance Services ¦ Arens, Elder, Beasley, Hogan ¦ 17th Edition
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Marked as best answer by xsk4r3kr0w on Aug 21, 2022

hariet5

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Reply #1 on: Aug 21, 2022
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xsk4r3kr0w

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Reply 2 on: Aug 21, 2022
YES! Correct, THANKS for helping me on my review

atrochim

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Reply 3 on: Yesterday
Wow, this really help

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