Author Question: Under the Sarbanes-Oxley Act, which of the following is a requirement of the corporate code of ethics? (Read 33 times)

kckanistras · **on:** Feb 5, 2023

Question 1

The Sarbanes-Oxley Act requires that all publicly traded companies disclose whether certain executives are subject to a corporate code of ethics. Which of the following executive position need not be disclosed?
◦ Principal executive officer
◦ Principal financial officer
◦ Principal accounting officer
◦ Principal production officer

Question 2

Under the Sarbanes-Oxley Act, which of the following is a requirement of the corporate code of ethics?
◦ Must disclose all breaches to the code in the annual report
◦ Must disclose specific instances in which these codes have been waived for a particular individual
◦ Must disclose all changes to the code
◦ Cannot be published in the annual report or on the corporate website, or provided at no charge upon request

kyledifference · **Reply #1 on:** Feb 5, 2023

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