This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: What activities can a compliance officer undertake on an inspection ... (Read 326 times)

DelorasTo

  • Hero Member
  • *****
  • Posts: 548
on: Jun 24, 2018
What activities can a compliance officer undertake on an inspection tour?

Question 2

Under the duty of care, directors will be liable if they:
 a. Make a decision that has a rational business purpose
  b. Use the same care as an ordinarily prudent person
  c. Make informed decisions
  d. Engage in illegal behavior that is profitable to the company
  e. Make an informed decision that ultimately harms the company1 Under Regulation D, an issuer:
 a. May not sells to a thousand accredited investors.
  b. May not sells to 27 unaccredited investors.
  c. Must make disclosure to accredited investors.
  d. Must make disclosure to unaccredited investors.
  e. May advertise the stock publicly.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

kalskdjl1212

  • Sr. Member
  • ****
  • Posts: 353
Reply #1 on: Jun 24, 2018
Answer to Question 1

On an inspection tour a compliance officer can observe conditions; take photos; make instrument readings; take samples; inspect records; and question employers, their agents, and their employees in private.

Answer to Question 2

.D


DelorasTo

  • Member
  • Posts: 548
Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

adf223

  • Member
  • Posts: 304
Reply 3 on: Yesterday
Gracias!

« previous next »
 

Did you know?

Complications of influenza include: bacterial pneumonia, ear and sinus infections, dehydration, and worsening of chronic conditions such as asthma, congestive heart failure, or diabetes.

Did you know?

Amphetamine poisoning can cause intravascular coagulation, circulatory collapse, rhabdomyolysis, ischemic colitis, acute psychosis, hyperthermia, respiratory distress syndrome, and pericarditis.

Did you know?

The U.S. Pharmacopeia Medication Errors Reporting Program states that approximately 50% of all medication errors involve insulin.

Did you know?

This year, an estimated 1.4 million Americans will have a new or recurrent heart attack.

Did you know?

An identified risk factor for osteoporosis is the intake of excessive amounts of vitamin A. Dietary intake of approximately double the recommended daily amount of vitamin A, by women, has been shown to reduce bone mineral density and increase the chances for hip fractures compared with women who consumed the recommended daily amount (or less) of vitamin A.

Inspection of overall body posture Inspection of overall body posture
The truck driver subculture, centering on their occupational activities and interests, is also ... The truck driver subculture, centering on their occupational activities and interests, is also ...
The physician will begin visual inspection of the patient immediately upon entering the examination ... The physician will begin visual inspection of the patient immediately upon entering the examination ...
Reduced mobility in late adulthood often results in more limited activities and smaller social ... Reduced mobility in late adulthood often results in more limited activities and smaller social ...
A heavily corroded radiator from a vehicle that was overheating. A visual inspection discovered that ... A heavily corroded radiator from a vehicle that was overheating. A visual inspection discovered that ...
Cookies activities for senior kindergarten Cookies activities for senior kindergarten
Video: Pasteur's Experiment

For a complete list of videos, visit our video library