This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: What activities can a compliance officer undertake on an inspection ... (Read 76 times)

DelorasTo

  • Hero Member
  • *****
  • Posts: 548
on: Jun 24, 2018
What activities can a compliance officer undertake on an inspection tour?

Question 2

Under the duty of care, directors will be liable if they:
 a. Make a decision that has a rational business purpose
  b. Use the same care as an ordinarily prudent person
  c. Make informed decisions
  d. Engage in illegal behavior that is profitable to the company
  e. Make an informed decision that ultimately harms the company1 Under Regulation D, an issuer:
 a. May not sells to a thousand accredited investors.
  b. May not sells to 27 unaccredited investors.
  c. Must make disclosure to accredited investors.
  d. Must make disclosure to unaccredited investors.
  e. May advertise the stock publicly.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

kalskdjl1212

  • Sr. Member
  • ****
  • Posts: 353
Reply #1 on: Jun 24, 2018
Answer to Question 1

On an inspection tour a compliance officer can observe conditions; take photos; make instrument readings; take samples; inspect records; and question employers, their agents, and their employees in private.

Answer to Question 2

.D


DelorasTo

  • Member
  • Posts: 548
Reply 2 on: Jun 24, 2018
Great answer, keep it coming :)

kusterl

  • Member
  • Posts: 315
Reply 3 on: Yesterday
Wow, this really help

« previous next »
 

Did you know?

A serious new warning has been established for pregnant women against taking ACE inhibitors during pregnancy. In the study, the risk of major birth defects in children whose mothers took ACE inhibitors during the first trimester was nearly three times higher than in children whose mothers didn't take ACE inhibitors. Physicians can prescribe alternative medications for pregnant women who have symptoms of high blood pressure.

Did you know?

Essential fatty acids have been shown to be effective against ulcers, asthma, dental cavities, and skin disorders such as acne.

Did you know?

Increased intake of vitamin D has been shown to reduce fractures up to 25% in older people.

Did you know?

Though methadone is often used to treat dependency on other opioids, the drug itself can be abused. Crushing or snorting methadone can achieve the opiate "rush" desired by addicts. Improper use such as these can lead to a dangerous dependency on methadone. This drug now accounts for nearly one-third of opioid-related deaths.

Did you know?

The Centers for Disease Control and Prevention (CDC) was originally known as the Communicable Disease Center, which was formed to fight malaria. It was originally headquartered in Atlanta, Georgia, since the Southern states faced the worst threat from malaria.

Changes in metabolic rate of selected structures in a mammal's body during different activities Changes in metabolic rate of selected structures in a mammal's body during different activities
Adolescent females who participate in activities such as ballet are at risk for eating disorders Adolescent females who participate in activities such as ballet are at risk for eating disorders
Fitness Evaluation of Various Activities and Sports Fitness Evaluation of Various Activities and Sports
It is important that parents repeat safety rules to preschoolers and monitor compliance with rules. It is important that parents repeat safety rules to preschoolers and monitor compliance with rules.
Cookies activities for senior kindergarten Cookies activities for senior kindergarten
Video: Glycolysis Animation

For a complete list of videos, visit our video library