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Author Question: A broker/agent has a duty to warn clients of potential issues and exposure in a transaction. ... (Read 98 times)

leo leo

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on: Jun 24, 2018
A broker/agent has a duty to warn clients of potential issues and exposure in a transaction.
  Indicate whether the statement is true or false

Question 2

The JOBS Act of 2012 expanded Regulation A to allow emerging enterprises to raise public capital efficiently and to allow more choices to investors through a simpler SEC registration process.
  Indicate whether the statement is true or false


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sarah_brady415

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Reply #1 on: Jun 24, 2018
Answer to Question 1

TRUE

Answer to Question 2

TRUE


leo leo

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Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

Mochi

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Reply 3 on: Yesterday
:D TYSM

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