Author Question: A broker/agent has a duty to provide legal advice to clients. Indicate whether the statement is ... (Read 81 times)

Pineapplelove6

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A broker/agent has a duty to provide legal advice to clients.
  Indicate whether the statement is true or false

Question 2

All private offerings of securities valued less than 100,000 are exempt from the SEC registration requirements.
  Indicate whether the statement is true or false



johnpizzaz

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Answer to Question 1

FALSE

Answer to Question 2

FALSE



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