This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: What activities can a compliance officer undertake on an inspection ... (Read 339 times)

DelorasTo

  • Hero Member
  • *****
  • Posts: 548
on: Jun 24, 2018
What activities can a compliance officer undertake on an inspection tour?

Question 2

Under the duty of care, directors will be liable if they:
 a. Make a decision that has a rational business purpose
  b. Use the same care as an ordinarily prudent person
  c. Make informed decisions
  d. Engage in illegal behavior that is profitable to the company
  e. Make an informed decision that ultimately harms the company1 Under Regulation D, an issuer:
 a. May not sells to a thousand accredited investors.
  b. May not sells to 27 unaccredited investors.
  c. Must make disclosure to accredited investors.
  d. Must make disclosure to unaccredited investors.
  e. May advertise the stock publicly.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

kalskdjl1212

  • Sr. Member
  • ****
  • Posts: 353
Reply #1 on: Jun 24, 2018
Answer to Question 1

On an inspection tour a compliance officer can observe conditions; take photos; make instrument readings; take samples; inspect records; and question employers, their agents, and their employees in private.

Answer to Question 2

.D


DelorasTo

  • Member
  • Posts: 548
Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

xthemafja

  • Member
  • Posts: 348
Reply 3 on: Yesterday
Excellent

« previous next »
 

Did you know?

Warfarin was developed as a consequence of the study of a strange bleeding disorder that suddenly occurred in cattle on the northern prairies of the United States in the early 1900s.

Did you know?

Prostaglandins were first isolated from human semen in Sweden in the 1930s. They were so named because the researcher thought that they came from the prostate gland. In fact, prostaglandins exist and are synthesized in almost every cell of the body.

Did you know?

Excessive alcohol use costs the country approximately $235 billion every year.

Did you know?

About one in five American adults and teenagers have had a genital herpes infection—and most of them don't know it. People with genital herpes have at least twice the risk of becoming infected with HIV if exposed to it than those people who do not have genital herpes.

Did you know?

The U.S. Pharmacopeia Medication Errors Reporting Program states that approximately 50% of all medication errors involve insulin.

Hydration is essential to body function, especially engaged in strenuous activities Hydration is essential to body function, especially engaged in strenuous activities
Exercises and Activities That Can Improve Cardiorespiratory Fitness Exercises and Activities That Can Improve Cardiorespiratory Fitness
Severe arthritis can make everyday activities, like writing, typing, and handling objects Severe arthritis can make everyday activities, like writing, typing, and handling objects
Summary of the digestive activities Summary of the digestive activities
Easter activities grade 1 Easter activities grade 1
Video: Pneumonia Animation

For a complete list of videos, visit our video library