A broker/agent has a duty to warn clients of potential issues and ...

[leo leo]

A broker/agent has a duty to warn clients of potential issues and exposure in a transaction.
  Indicate whether the statement is true or false

Question 2

The JOBS Act of 2012 expanded Regulation A to allow emerging enterprises to raise public capital efficiently and to allow more choices to investors through a simpler SEC registration process.
  Indicate whether the statement is true or false

[sarah_brady415]

Answer to Question 1

TRUE

Answer to Question 2

TRUE

[leo leo]

Excellent

[alexanderhamilton]

Thanks for the timely response, appreciate it