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Author Question: A broker/agent has a duty to provide legal advice to clients. Indicate whether the statement is ... (Read 54 times)

Pineapplelove6

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on: Jun 24, 2018
A broker/agent has a duty to provide legal advice to clients.
  Indicate whether the statement is true or false

Question 2

All private offerings of securities valued less than 100,000 are exempt from the SEC registration requirements.
  Indicate whether the statement is true or false


johnpizzaz

  • Sr. Member
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Reply #1 on: Jun 24, 2018
Answer to Question 1

FALSE

Answer to Question 2

FALSE


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