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Author Question: Section 16 applies: A) only to shareholders. B) to directors of all covered corporations. C) when ... (Read 113 times)

Sportsfan2111

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on: Jun 24, 2018
Section 16 applies:
 A) only to shareholders.
 B) to directors of all covered corporations.
 C) when there is a purchase followed by a sale within a six-month period.
 D) All of the above

Question 2

Section 10(b) would apply to which of the following situations?
 A) A financial printer trading stock based on takeover information in the printing he is doing for a corporation
 B) An accounting firm performing an audit in a grossly negligent fashion that results in misleading financial statements
 C) A guest at a reception trading on information she overheard at the party
 D) None of the above


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katieost

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Reply #1 on: Jun 24, 2018
Answer to Question 1

B

Answer to Question 2

D


Sportsfan2111

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Reply 2 on: Jun 24, 2018
Thanks for the timely response, appreciate it

alvinum

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Reply 3 on: Yesterday
:D TYSM

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