Section 10(b) applies only to: A) stock exchange listed stores. ...

[TVarnum]

Section 10(b) applies only to:
 A) stock exchange listed stores.
 B) public corporations.
 C) officers, directors, and 10 percent shareholders.
 D) None of the above

Question 2

Which firms would be required to file a 10-K?
 A) Company with 600 shareholders and 5 million in assets and not listed on national exchange
 B) Company with 300 shareholders and 10 million in assets and not listed on a national exchange
 C) Company with 700 shareholders and 6 million in assets and listed on a national exchange
 D) All of the above

[stano32]

Answer to Question 1

D

Answer to Question 2

C