Section 10(b) applies only to:
A) stock exchange listed stores.
B) public corporations.
C) officers, directors, and 10 percent shareholders.
D) None of the above
Question 2
Which firms would be required to file a 10-K?
A) Company with 600 shareholders and 5 million in assets and not listed on national exchange
B) Company with 300 shareholders and 10 million in assets and not listed on a national exchange
C) Company with 700 shareholders and 6 million in assets and listed on a national exchange
D) All of the above
Cation binding and exchange.
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