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Author Question: Section 10(b) applies only to: A) stock exchange listed stores. B) public corporations. C) ... (Read 87 times)

TVarnum

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on: Jun 24, 2018
Section 10(b) applies only to:
 A) stock exchange listed stores.
 B) public corporations.
 C) officers, directors, and 10 percent shareholders.
 D) None of the above

Question 2

Which firms would be required to file a 10-K?
 A) Company with 600 shareholders and 5 million in assets and not listed on national exchange
 B) Company with 300 shareholders and 10 million in assets and not listed on a national exchange
 C) Company with 700 shareholders and 6 million in assets and listed on a national exchange
 D) All of the above


stano32

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Reply #1 on: Jun 24, 2018
Answer to Question 1

D

Answer to Question 2

C


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