A tombstone ad: A) is permitted in Regulation D offerings. B) is ...

[tsand2]

A tombstone ad:
 A) is permitted in Regulation D offerings.
 B) is an offer to sell securities.
 C) can be run prior to the effective date of the registration.
 D) All of the above

Question 2

Under Section 14, a shareholder proposal in the proxy materials:
 A) is limited to 500 words.
 B) must be made by a shareholder who owns at least 5 percent of the outstanding shares of the corporation.
 C) need not be included if management objects.
 D) All of the above

[miss.ashley]

Answer to Question 1

C

Answer to Question 2

A

[tsand2]

Gracias!

[amcvicar]

Thanks for the timely response, appreciate it