Author Question: A tombstone ad: A) is permitted in Regulation D offerings. B) is an offer to sell securities. C) ... (Read 131 times)

tsand2 · **on:** Jun 24, 2018

A tombstone ad:
A) is permitted in Regulation D offerings.
B) is an offer to sell securities.
C) can be run prior to the effective date of the registration.
D) All of the above

Question 2

Under Section 14, a shareholder proposal in the proxy materials:
A) is limited to 500 words.
B) must be made by a shareholder who owns at least 5 percent of the outstanding shares of the corporation.
C) need not be included if management objects.
D) All of the above