This topic contains a solution. Click here to go to the answer
« previous next »

Author Question: An unlicensed broker: A) Can still collect a commission for property sold. B) Violates state law by ... (Read 70 times)

jon_i

  • Hero Member
  • *****
  • Posts: 549
on: Jun 24, 2018
An unlicensed broker:
 A) Can still collect a commission for property sold.
 B) Violates state law by taking listing agreements.
 C) Neither a nor b
 D) Both a and b

Question 2

All of the following are true regarding SEC Rule 10b-5 except: ______.
 A) 10b-5 is the principal antifraud rule relating to the secondary distribution of securities.
 B) 10b-5 provides that a civil action for damages may be brought by any private investor who purchased or sold a security and was injured because of false, misleading, or undisclosed information.
 C) 10b-5 applies to all securities, whether registered or not, as long as use is made of the mail, interstate commerce, or a national stock exchange.
 D) 10b-5 does not require a plaintiff to show reliance on the misrepresentations.


Related Topics

Need homework help now?

Ask unlimited questions for free

Ask a Question
Marked as best answer by a Subject Expert

deja

  • Sr. Member
  • ****
  • Posts: 332
Reply #1 on: Jun 24, 2018
Answer to Question 1

B

Answer to Question 2

D


jon_i

  • Member
  • Posts: 549
Reply 2 on: Jun 24, 2018
Wow, this really help

TheNamesImani

  • Member
  • Posts: 334
Reply 3 on: Yesterday
:D TYSM

« previous next »
 

Did you know?

In 2006, a generic antinausea drug named ondansetron was approved. It is used to stop nausea and vomiting associated with surgery, chemotherapy, and radiation therapy.

Did you know?

Liver spots have nothing whatsoever to do with the liver. They are a type of freckles commonly seen in older adults who have been out in the sun without sufficient sunscreen.

Did you know?

Asthma-like symptoms were first recorded about 3,500 years ago in Egypt. The first manuscript specifically written about asthma was in the year 1190, describing a condition characterized by sudden breathlessness. The treatments listed in this manuscript include chicken soup, herbs, and sexual abstinence.

Did you know?

People who have myopia, or nearsightedness, are not able to see objects at a distance but only up close. It occurs when the cornea is either curved too steeply, the eye is too long, or both. This condition is progressive and worsens with time. More than 100 million people in the United States are nearsighted, but only 20% of those are born with the condition. Diet, eye exercise, drug therapy, and corrective lenses can all help manage nearsightedness.

Did you know?

Methicillin-resistant Staphylococcus aureus or MRSA was discovered in 1961 in the United Kingdom. It if often referred to as a superbug. MRSA infections cause more deaths in the United States every year than AIDS.

Methicilli ...
Change in Emotional States During Adolescence Average emotional state becomes teadilyi more negativ Change in Emotional States During Adolescence Average emotional state becomes teadilyi more negativ
National Guardsmen firing into a crowd of antiwar protesters at Kent State University killed four ... National Guardsmen firing into a crowd of antiwar protesters at Kent State University killed four ...
The official “Do Not Use” list as issued by The Joint Commission. The official “Do Not Use” list as issued by The Joint Commission.
Establishing a steady-state resting membrane potential. Establishing a steady-state resting membrane potential.
How Safe Is Your State? Violent Crime in the United States How Safe Is Your State? Violent Crime in the United States
Effect of Increasing the Investment Rate on the Steady State Effect of Increasing the Investment Rate on the Steady State
Video: Female Reproductive System - Hormonal regulation (GnRH) الجهاز التناسلي للأنثى - التنظيم الهرموني

For a complete list of videos, visit our video library